| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2018-02-26 | 2021-11-22 |
| Rep | 證券交易 | 2018-02-26 | 2021-11-22 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-03 | 2017-10-21 |
| Rep | 證券交易 | 2012-08-14 | 2017-10-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-08-14 | 2013-08-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2012-05-11 | 2012-05-16 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2009-01-12 | 2012-05-16 |
| Rep | 證券交易 | 2007-03-05 | 2007-03-12 | |
| Rep | 證券交易 | 2007-01-10 | 2007-02-10 |