| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2011-02-07 | 2011-08-31 |
| Rep | 證券交易 | 2011-02-07 | 2011-08-31 | |
| Joy Silver Limited | RO | 就機構融資提供意見 | 2010-07-28 | 2010-12-31 |
| RO | 證券交易 | 2010-07-28 | 2010-12-31 | |
| VBG Capital Limited | Rep | 提供資產管理 | 2010-07-20 | 2010-12-31 |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2009-12-15 | 2010-07-28 |
| Rep | 證券交易 | 2009-12-15 | 2010-07-28 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2007-07-19 | 2009-09-17 |
| Rep | 證券交易 | 2007-07-19 | 2009-09-17 | |
| VC CAPITAL LIMITED | Rep | 就證券提供意見 | - | 2003-12-31 |
| Rep | 提供資產管理 | - | 2003-12-31 | |
| Rep | 就機構融資提供意見 | - | 2004-03-11 | |
| Rep | 證券交易 | - | 2004-03-11 |