| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EM Investment Management Limited | RO | 就證券提供意見 | 2022-08-24 | 2022-11-14 |
| RO | 提供資產管理 | 2022-08-24 | 2022-11-14 | |
| RO | 證券交易 | 2022-08-24 | 2022-11-14 | |
| Horizon Asset International (HK) Limited | Rep | 提供資產管理 | 2019-02-11 | 2020-10-20 |
| Nine Masts Capital Limited | Rep | 提供資產管理 | 2016-05-26 | 2018-12-17 |
| Templewater Hong Kong Limited | Rep | 就證券提供意見 | 2013-07-02 | 2013-11-08 |
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2010-01-22 | 2012-06-20 |
| Rep | 證券交易 | 2009-12-30 | 2012-06-20 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-02-26 | 2009-07-25 |