| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2020-12-21 | - |
| Rep | 證券交易 | 2020-12-21 | - | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-07-18 | 2019-12-30 |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2018-07-18 | 2019-12-30 |
| Rep | 證券交易 | 2018-07-18 | 2019-12-30 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-07-18 | 2019-12-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2017-12-20 | 2018-03-02 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-03-10 | 2013-09-05 |
| Rep | 證券交易 | 2008-07-23 | 2018-03-02 |
已採集記錄中暫無金管局登記。