| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2025-11-20 | 2026-04-30 |
| Rep | 提供資產管理 | 2025-11-20 | 2026-04-30 | |
| Rep | 證券交易 | 2025-11-20 | 2026-04-30 | |
| Glory Sun Securities Limited | Rep | 證券交易 | 2022-06-13 | 2022-10-16 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-04-15 | 2012-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-04-15 | 2012-04-05 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-02-28 | 2006-09-14 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-02-28 | 2006-09-14 |
| Rep | 證券交易 | 2006-02-28 | 2006-09-14 |