| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-04-11 | 2014-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-04-11 | 2014-03-21 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-11-15 | 2006-05-19 |
| Rep | 提供資產管理 | 2005-11-15 | 2006-05-19 | |
| Rep | 證券交易 | 2005-11-15 | 2006-05-19 |