| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-07-16 | 2015-10-19 |
| Rep | 就證券提供意見 | 2015-07-16 | 2015-10-19 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2015-04-21 |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2009-02-27 | 2015-04-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2009-02-27 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2008-02-22 | 2015-04-21 |
| Rep | 證券交易 | 2008-02-22 | 2015-04-21 |