| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2010-03-29 | 2013-01-02 |
| Rep | 證券交易 | 2010-03-29 | 2013-01-02 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-07-20 | 2009-09-19 |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-03-12 | 2009-07-20 |
| Rep | 提供資產管理 | 2007-03-12 | 2009-07-20 |