| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XHK Limited | RO | 證券交易 | 2026-05-08 | - |
| Rep | 期貨合約交易 | 2026-02-27 | - | |
| Rep | 證券交易 | 2026-02-27 | 2026-05-08 | |
| Arta Corporate Advisory Limited | Rep | 就機構融資提供意見 | 2025-04-03 | 2025-11-12 |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2024-10-21 | 2025-11-12 |
| Rep | 提供資產管理 | 2024-10-21 | 2025-11-12 | |
| Rep | 證券交易 | 2024-10-21 | 2025-11-12 | |
| L&R CAPITAL LIMITED | Rep | 就證券提供意見 | 2019-03-08 | 2022-04-30 |
| Rep | 提供資產管理 | 2019-03-08 | 2022-04-30 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2015-08-21 | 2018-09-25 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-03-12 | 2013-09-05 |
| Rep | 證券交易 | 2004-06-07 | 2018-09-25 |