| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Juno Capital Management Limited | RO | 證券交易 | 2019-09-03 | - |
| RO | 就證券提供意見 | 2018-04-20 | - | |
| RO | 提供資產管理 | 2018-04-20 | - | |
| Wolver Hill Asset Management Asia Limited | Rep | 就證券提供意見 | 2017-10-10 | 2018-04-13 |
| Rep | 提供資產管理 | 2017-10-10 | 2018-04-13 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-08-01 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-08-01 | 2010-12-06 |