| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-08-01 | - |
| Rep | 證券交易 | 2023-08-01 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2023-08-01 | - |
| Rep | 期貨合約交易 | 2023-08-01 | - | |
| Rep | 證券交易 | 2023-08-01 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2023-01-31 |
| Rep | 期貨合約交易 | 2010-12-06 | 2023-01-31 | |
| Rep | 證券交易 | 2009-04-03 | 2023-01-31 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2004-07-05 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2004-07-05 | 2010-12-06 |
| Rep | 期貨合約交易 | 2004-07-05 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-06-14 | 2023-01-31 |
| Rep | 證券交易 | 2004-03-22 | 2004-04-12 | |
| Rep | 證券交易 | 2003-09-04 | 2003-09-17 | |
| Rep | 證券交易 | 2003-07-30 | 2003-08-13 |
已採集記錄中暫無金管局登記。