| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-12-21 | 2015-06-08 |
| Rep | 證券交易 | 2012-12-21 | 2015-06-08 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-03-12 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-04-03 | 2012-03-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-04-03 | 2010-12-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-03-11 | 2005-06-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-03-11 | 2005-06-13 |