| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TIANYAN CAPITAL LIMITED | Rep | 提供資產管理 | 2025-08-07 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-10-16 | 2025-07-14 |
| Rep | 證券交易 | 2019-10-16 | 2025-07-14 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2017-07-19 | 2019-09-24 |
| Rep | 證券交易 | 2017-07-19 | 2019-09-24 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-04-26 | 2017-07-18 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2017-04-26 | 2017-07-18 |