| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-07-20 | 2012-08-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-07-20 | 2012-08-02 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-03-15 | 2011-06-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-03-15 | 2011-06-14 |