| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 證券交易 | 2026-07-06 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-08-12 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2021-10-08 | 2026-07-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-11-26 | 2021-07-23 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-04-26 | 2013-09-05 |
| Rep | 證券交易 | 2009-07-31 | 2021-07-23 |