| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2011-05-03 | 2012-01-10 |
| Rep | 證券交易 | 2011-05-03 | 2012-01-10 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-05-03 | 2012-01-10 |
| Rep | 證券交易 | 2011-05-03 | 2012-01-10 | |
| CLSA LIMITED | Rep | 證券交易 | 2010-08-18 | 2011-04-01 |