| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-04-07 | 2022-02-25 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-04-07 | - |
| Rep | 證券交易 | 2014-04-07 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2013-01-15 |
| Rep | 證券交易 | 2007-10-26 | 2013-01-15 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2004-08-03 | 2013-01-15 |
| Rep | 證券交易 | 2004-08-03 | 2013-01-15 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2004-08-03 | 2010-12-06 |
| Rep | 期貨合約交易 | 2004-08-03 | 2010-12-06 |