| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | 就證券提供意見 | 2026-11-06 | - |
| Rep | 提供資產管理 | 2026-11-06 | - | |
| Plutus Securities Limited | Rep | 證券交易 | 2026-11-06 | - |
| Altive Limited | Rep | 證券交易 | 2022-04-08 | 2023-02-06 |
| Rep | 就證券提供意見 | 2022-04-08 | 2025-03-05 | |
| Rep | 提供資產管理 | 2022-04-08 | 2025-03-05 | |
| CACHET ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2018-12-06 | 2022-04-01 |
| RO | 提供資產管理 | 2018-12-06 | 2022-04-01 | |
| RO | 證券交易 | 2018-12-06 | 2022-04-01 | |
| MAN INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-10-06 | 2016-09-01 |
| Rep | 證券交易 | 2014-10-06 | 2016-09-01 | |
| China Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-05-07 | 2014-04-05 |
| Rep | 證券交易 | 2012-05-07 | 2014-04-05 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-04-19 | 2012-01-09 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2005-01-05 | 2006-04-13 |
| Rep | 證券交易 | 2004-05-03 | 2006-04-13 | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-03 | |
| Rep | 證券交易 | 2003-04-01 | 2004-05-03 |
已採集記錄中暫無金管局登記。