| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-02-22 | - |
| Rep | 提供自動化交易服務 | 2016-12-19 | - | |
| Rep | 證券交易 | 2016-12-19 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2016-08-16 | - |
| Rep | 證券交易 | 2016-08-16 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2016-08-16 | 2016-12-18 |
| Rep | 證券交易 | 2016-08-16 | 2016-12-18 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2014-02-21 | 2016-06-30 |
| Rep | 證券交易 | 2014-02-21 | 2016-06-30 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2011-08-10 | 2013-09-05 |
| Rep | 證券交易 | 2011-08-10 | 2016-06-30 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2011-08-10 | 2013-09-05 |
| Rep | 期貨合約交易 | 2011-08-10 | 2016-06-30 |
已採集記錄中暫無金管局登記。