| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PIMCO Asia Limited | RO | 就證券提供意見 | 2026-05-13 | - |
| RO | 提供資產管理 | 2026-05-13 | - | |
| RO | 證券交易 | 2026-05-13 | - | |
| Rep | 就證券提供意見 | 2015-06-22 | 2026-05-13 | |
| Rep | 提供資產管理 | 2015-06-22 | 2026-05-13 | |
| Rep | 證券交易 | 2012-12-03 | 2026-05-13 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2012-06-01 | 2012-11-12 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-07-05 | 2012-11-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-07-05 | 2012-11-12 |