| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-05-13 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-05-13 | 2010-12-06 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2009-01-30 | 2010-05-08 |
| Rep | 證券交易 | 2009-01-30 | 2010-05-08 |