| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 就證券提供意見 | 2023-03-10 | 2023-04-26 |
| Rep | 提供資產管理 | 2023-03-10 | 2023-04-26 | |
| Rep | 證券交易 | 2023-03-10 | 2023-04-26 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-01-12 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-10-12 | 2012-05-14 |