| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2017-08-08 | 2025-02-25 |
| Rep | 就證券提供意見 | 2017-08-08 | 2025-02-25 | |
| Rep | 證券交易 | 2017-08-08 | 2025-02-25 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2017-08-08 | 2024-03-04 |
| Rep | 就證券提供意見 | 2017-08-08 | 2024-03-04 | |
| Rep | 證券交易 | 2017-08-08 | 2024-03-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2016-09-30 | 2017-08-04 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2009-07-13 | 2016-06-24 |
| Rep | 證券交易 | 2009-07-13 | 2016-06-24 |