| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-06-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-06-29 | 2012-05-14 |
| Rep | 期貨合約交易 | 2010-12-06 | 2011-03-28 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-01-25 | 2011-03-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-01-25 | 2010-12-06 |
| Rep | 期貨合約交易 | 2004-12-15 | 2006-10-16 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-08-20 | 2006-10-16 |