| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-11-01 | - |
| PIMCO Asia Limited | Rep | 就證券提供意見 | 2022-05-26 | 2024-05-29 |
| Rep | 提供資產管理 | 2022-05-26 | 2024-05-29 | |
| Rep | 證券交易 | 2022-05-26 | 2024-05-29 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2019-01-18 | 2022-02-05 |
| Rep | 證券交易 | 2019-01-18 | 2022-02-05 | |
| Rep | 期貨合約交易 | 2016-10-11 | 2022-02-05 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2016-05-19 | 2022-02-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2016-05-19 | 2016-10-10 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2011-05-30 | 2013-09-05 |
| Rep | 證券交易 | 2011-05-30 | 2016-02-05 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-05-30 | 2016-02-05 |
已採集記錄中暫無金管局登記。