| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-05-31 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-05-31 | 2012-05-14 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2008-09-17 | 2011-05-06 |
| Rep | 證券交易 | 2008-07-02 | 2011-05-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-07-02 | 2011-05-06 |
| Rep | 證券交易 | 2008-07-02 | 2011-05-06 |