| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2018-11-30 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2009-08-21 | 2013-09-05 |
| Rep | 證券交易 | 2009-08-21 | 2018-11-30 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2009-08-21 | 2010-12-06 |
| Rep | 期貨合約交易 | 2009-08-21 | 2010-12-06 | |
| FIL Investment Advisors | Rep | 就證券提供意見 | 2004-04-20 | 2008-11-17 |
| Rep | 提供資產管理 | 2004-04-20 | 2008-11-17 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2004-04-20 | 2008-11-17 |
| Rep | 提供資產管理 | 2004-04-20 | 2008-11-17 |