| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JVSakk Asset Management Limited | Rep | 提供資產管理 | 2012-12-27 | 2013-08-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-11-03 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-09-01 | 2012-05-14 |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-01-06 | 2010-08-28 |
| Rep | 證券交易 | 2010-01-06 | 2010-08-28 |