| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jin Yi Financial Group Limited | Rep | 就證券提供意見 | 2022-08-16 | - |
| Rep | 提供資產管理 | 2022-08-16 | - | |
| Rep | 證券交易 | 2022-08-16 | - | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2022-03-14 | 2022-06-10 |
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2022-02-21 | 2022-06-10 |
| Rep | 提供資產管理 | 2022-02-21 | 2022-06-10 | |
| iCapital Advisory Limited | RO | 就證券提供意見 | 2020-04-03 | 2020-09-28 |
| RO | 證券交易 | 2020-04-03 | 2020-09-28 | |
| Rep | 就證券提供意見 | 2019-11-20 | 2020-04-03 | |
| Rep | 證券交易 | 2019-11-20 | 2020-04-03 | |
| NATIXIS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2011-12-01 | 2013-12-20 |
| Rep | 就證券提供意見 | 2011-12-01 | 2013-12-20 | |
| Rep | 期貨合約交易 | 2011-12-01 | 2013-12-20 | |
| Rep | 證券交易 | 2011-12-01 | 2013-12-20 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-03-09 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2008-05-28 | 2011-03-09 |
| Rep | 證券交易 | 2008-05-28 | 2011-03-09 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2008-05-28 | 2010-12-06 |
| Rep | 期貨合約交易 | 2008-05-28 | 2010-12-06 |
已採集記錄中暫無金管局登記。