| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2020-01-14 | - |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2020-01-14 | - |
| RO | 證券交易 | 2020-01-14 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2019-09-02 | 2020-01-14 |
| Rep | 證券交易 | 2014-08-20 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2014-08-20 | 2018-11-01 |
| Rep | 期貨合約交易 | 2014-08-20 | 2020-01-14 | |
| Rep | 證券交易 | 2014-08-20 | 2020-01-14 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2014-03-21 |
| Rep | 期貨合約交易 | 2010-12-06 | 2014-03-21 | |
| Rep | 證券交易 | 2009-04-03 | 2014-03-21 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-10-08 | 2010-12-06 |
| Rep | 期貨合約交易 | 2007-08-15 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2007-04-19 | 2013-07-24 |
| Rep | 證券交易 | 2007-04-19 | 2014-03-21 |
已採集記錄中暫無金管局登記。