| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就證券提供意見 | 2016-03-02 | 2018-03-31 |
| Rep | 就證券提供意見 | 2015-08-26 | 2016-03-02 | |
| Rep | 就證券提供意見 | 2012-11-12 | 2015-03-31 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-03-12 | 2011-10-31 |
| Rep | 證券交易 | 2007-03-26 | 2007-04-01 | |
| Rep | 證券交易 | 2006-04-19 | 2006-04-26 |