| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2013-08-20 | 2018-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2013-07-10 | 2013-09-23 |
| Rep | 證券交易 | 2013-07-10 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-07-10 | 2020-05-15 |
| Rep | 證券交易 | 2013-07-10 | 2020-05-15 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2013-02-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-09-13 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-10-15 | 2013-02-21 |