| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2005-03-09 | 2013-03-22 |
| Rep | 證券交易 | 2005-03-09 | 2013-03-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2004-10-13 |
| Rep | 就證券提供意見 | - | 2004-10-13 | |
| Rep | 提供資產管理 | - | 2004-10-13 | |
| Rep | 證券交易 | - | 2005-02-01 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-10-13 |
| Rep | 就證券提供意見 | - | 2004-10-13 | |
| Rep | 提供資產管理 | - | 2004-10-13 | |
| Rep | 證券交易 | - | 2005-02-01 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-10-13 |
| Rep | 提供資產管理 | - | 2004-10-13 | |
| Rep | 期貨合約交易 | - | 2005-02-01 |