| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STJ Advisors (Asia) Limited | RO | 就機構融資提供意見 | 2014-02-06 | 2016-03-02 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2010-05-11 | 2012-08-13 |
| Rep | 證券交易 | 2010-05-11 | 2012-08-13 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-09-17 | 2009-02-20 |
| Rep | 證券交易 | 2005-04-19 | 2009-02-20 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-04-19 | 2009-02-20 |