| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | Rep | 提供資產管理 | 2019-07-04 | 2022-02-09 |
| Green Capital Limited (HK) | Rep | 就機構融資提供意見 | 2017-02-14 | 2017-09-30 |
| Canaccord Genuity (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-11-21 | 2014-02-10 |
| Rep | 證券交易 | 2013-11-21 | 2014-02-10 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2007-09-17 | 2013-01-14 |
| Rep | 證券交易 | 2007-09-17 | 2013-01-14 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-07-04 | 2007-08-23 |
| Rep | 證券交易 | 2007-07-04 | 2007-08-23 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-07-04 | 2007-08-23 |