| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leo Capital Corp (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-05-21 | 2021-11-07 |
| Rep | 提供資產管理 | 2021-05-21 | 2021-11-07 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-09-01 | 2019-10-03 |
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2011-06-29 | 2011-08-02 |
| Rep | 證券交易 | 2011-06-29 | 2011-08-02 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2009-07-09 | 2011-03-04 |
| Rep | 證券交易 | 2009-07-09 | 2011-03-04 |