| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 證券交易 | 2020-10-06 | - |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2020-10-06 | - |
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2018-08-16 | - |
| Rep | 就機構融資提供意見 | 2018-06-05 | 2018-08-16 | |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2017-06-21 | 2018-05-02 |
| Rep | 就機構融資提供意見 | 2015-12-10 | 2017-06-21 | |
| Jefferies Hong Kong Limited | Rep | 就機構融資提供意見 | 2014-03-27 | 2015-07-17 |
| Rep | 就證券提供意見 | 2014-03-27 | 2015-07-17 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-06-25 | 2013-10-01 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2010-02-22 | 2013-01-15 |
| Rep | 證券交易 | 2010-02-22 | 2013-01-15 |
已採集記錄中暫無金管局登記。