| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Phoenix Capital (International) Limited | RO | 就證券提供意見 | 2017-04-26 | - |
| RO | 提供資產管理 | 2017-04-26 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-08-07 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-08-07 | 2010-12-06 |