Tan, Beng Kiat Adrian
證監會中央編號:AJC630
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-11-14 | 2017-12-01 |
| Rep | 提供自動化交易服務 | 2014-04-28 | 2015-11-30 | |
| Rep | 證券交易 | 2014-04-28 | 2017-12-01 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2013-01-14 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2008-03-03 | 2013-01-14 |
| Rep | 證券交易 | 2008-03-03 | 2013-01-14 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2008-03-03 | 2010-12-06 |
| Rep | 期貨合約交易 | 2008-03-03 | 2010-12-06 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2008-03-03 | 2013-01-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-06-23 | 2008-01-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-06-23 | 2008-01-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2004-01-16 | 2004-12-08 |
| Rep | 就證券提供意見 | 2003-07-30 | 2003-10-29 | |
| Rep | 證券交易 | 2003-07-30 | 2003-10-29 |