| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2015-02-23 | 2017-08-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-03-24 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2004-03-24 | 2010-12-06 |