| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2025-07-31 | - |
| Rep | 就證券提供意見 | 2025-07-31 | - | |
| Rep | 證券交易 | 2025-07-31 | - | |
| CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | RO | 提供資產管理 | 2023-05-23 | 2025-05-30 |
| RO | 就證券提供意見 | 2023-01-04 | 2025-05-30 | |
| RO | 證券交易 | 2023-01-04 | 2025-05-30 | |
| Rep | 就證券提供意見 | 2022-12-12 | 2023-01-04 | |
| Rep | 證券交易 | 2022-12-12 | 2023-01-04 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 就證券提供意見 | 2018-06-19 | 2022-07-22 |
| Merrill Lynch Far East Limited | RO | 就證券提供意見 | 2018-06-19 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2017-11-10 | 2018-06-19 |
| RO | 就機構融資提供意見 | 2015-06-29 | 2022-07-22 | |
| RO | 證券交易 | 2015-06-29 | 2022-07-22 | |
| Merrill Lynch Far East Limited | RO | 就機構融資提供意見 | 2015-06-29 | 2022-07-22 |
| RO | 證券交易 | 2015-06-29 | 2022-07-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2014-12-10 | 2015-06-29 |
| Rep | 證券交易 | 2014-12-10 | 2015-06-29 | |
| Rep | 就證券提供意見 | 2014-12-10 | 2017-05-25 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2014-12-10 | 2015-06-29 |
| Rep | 證券交易 | 2014-12-10 | 2015-06-29 | |
| Rep | 就證券提供意見 | 2014-12-10 | 2018-06-19 | |
| Morgan Stanley Asia Limited | RO | 就機構融資提供意見 | 2011-10-07 | 2014-09-10 |
| Rep | 就機構融資提供意見 | 2006-07-11 | 2011-10-07 | |
| Rep | 證券交易 | 2006-07-11 | 2014-09-10 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2004-08-30 | 2006-07-01 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-26 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-26 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-26 |
已採集記錄中暫無金管局登記。