| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-08-18 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-08-18 | - |
| Rep | 證券交易 | 2022-08-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-01-21 | 2022-07-29 |
| Rep | 證券交易 | 2019-01-21 | 2022-07-29 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-01-21 | 2022-07-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-01-13 | 2018-10-04 |
| Rep | 證券交易 | 2014-01-13 | 2018-10-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2013-09-13 |
| Rep | 期貨合約交易 | 2010-12-06 | 2013-09-13 | |
| Rep | 證券交易 | 2007-08-15 | 2013-09-13 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2006-09-22 | 2013-07-24 |
| Rep | 證券交易 | 2006-09-22 | 2013-09-13 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2006-09-22 | 2010-12-06 |
| Rep | 期貨合約交易 | 2006-09-22 | 2010-12-06 |
已採集記錄中暫無金管局登記。