| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2024-09-04 | 2025-01-03 |
| Rep | 提供資產管理 | 2024-09-04 | 2025-01-03 | |
| Rep | 證券交易 | 2024-09-04 | 2025-01-03 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-21 |
| Morgan Stanley Asia Limited | Rep | 提供資產管理 | 2007-12-18 | 2012-05-21 |
| Rep | 證券交易 | 2007-06-12 | 2012-05-21 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-06-12 | 2010-12-06 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-01-11 | 2006-07-17 |
| Rep | 提供資產管理 | 2004-07-20 | 2006-07-17 | |
| Rep | 證券交易 | 2004-07-20 | 2006-07-17 |