| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-05-26 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-05-26 | 2012-05-14 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-07-14 | 2011-05-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-07-14 | 2011-05-11 |
| Rep | 證券交易 | 2006-07-14 | 2011-05-11 |