| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就機構融資提供意見 | 2023-11-08 | - |
| Rep | 就證券提供意見 | 2023-10-03 | - | |
| Rep | 證券交易 | 2023-10-03 | - | |
| Rep | 就機構融資提供意見 | 2023-10-03 | 2023-11-08 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 就機構融資提供意見 | 2022-04-28 | 2023-03-02 |
| Rep | 就證券提供意見 | 2021-09-30 | 2023-03-02 | |
| Rep | 證券交易 | 2021-09-30 | 2023-03-02 | |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2021-09-30 | 2023-03-02 |
| Rep | 證券交易 | 2021-09-30 | 2023-03-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-08-25 | 2022-04-28 |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-08-25 | 2023-03-02 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2016-06-07 | 2021-07-09 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2008-04-10 | 2016-02-26 |
| Rep | 證券交易 | 2008-04-10 | 2016-02-26 |
已採集記錄中暫無金管局登記。