| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2019-12-27 | 2024-06-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2018-09-28 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-10-11 | 2013-09-05 |
| Rep | 證券交易 | 2010-10-11 | 2018-09-28 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2010-10-11 | 2010-12-06 |
| Rep | 期貨合約交易 | 2010-10-11 | 2010-12-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2009-05-13 | 2009-11-06 |
| Rep | 期貨合約交易 | 2009-05-13 | 2009-11-06 | |
| Rep | 證券交易 | 2009-05-13 | 2009-11-06 |