| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2017-06-06 | - |
| Rep | 期貨合約交易 | 2017-06-06 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2017-03-07 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-01-20 | 2013-09-05 |
| Rep | 就期貨合約提供意見 | 2010-01-20 | 2017-03-07 | |
| Rep | 就證券提供意見 | 2010-01-20 | 2017-03-07 | |
| Rep | 證券交易 | 2010-01-20 | 2017-03-07 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2010-01-20 | 2010-12-06 |
| Rep | 期貨合約交易 | 2010-01-20 | 2010-12-06 |