| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALPHATECH CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-01-12 | 2016-03-15 |
| Cornucopiae Asset Management Limited | RO | 提供資產管理 | 2014-01-20 | 2016-01-01 |
| Rep | 提供資產管理 | 2013-06-07 | 2014-01-20 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2011-04-19 | 2012-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2011-04-19 | 2012-01-10 |
| Credit Suisse Solution Partners (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-02-28 | 2010-12-31 |
| Rep | 就證券提供意見 | 2007-11-01 | 2010-12-31 |