| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huayu Securities Limited | RO | 就證券提供意見 | 2024-02-06 | - |
| RO | 證券交易 | 2024-02-06 | - | |
| CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-12-05 | 2023-10-22 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 就證券提供意見 | 2019-11-05 | 2023-10-22 |
| Rep | 證券交易 | 2019-11-05 | 2023-10-22 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-09-28 | 2019-10-15 |
| Rep | 證券交易 | 2019-09-28 | 2019-10-15 | |
| RO | 就證券提供意見 | 2019-03-28 | 2019-09-28 | |
| RO | 證券交易 | 2019-03-28 | 2019-09-28 | |
| Rep | 就證券提供意見 | 2018-09-03 | 2019-03-28 | |
| Rep | 證券交易 | 2018-09-03 | 2019-03-28 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-10-05 | 2018-08-17 |
| Rep | 提供資產管理 | 2016-10-05 | 2018-08-17 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-02-21 | 2016-08-31 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-02-21 | 2016-08-31 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2011-01-26 | 2012-01-10 |
| Rep | 證券交易 | 2008-10-06 | 2012-01-10 | |
| Rep | 證券交易 | 2007-08-28 | 2008-06-23 |
已採集記錄中暫無金管局登記。