| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | 就機構融資提供意見 | 2014-08-11 | 2017-06-30 |
| Rep | 就證券提供意見 | 2014-08-11 | 2017-06-30 | |
| Rep | 提供資產管理 | 2014-08-11 | 2017-06-30 | |
| Morgan Stanley Asia Limited | Rep | 提供資產管理 | 2011-08-15 | 2014-06-27 |
| Rep | 證券交易 | 2011-08-15 | 2014-06-27 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2009-05-01 |
| Rep | 證券交易 | 2008-10-10 | 2009-05-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-01-15 | 2008-09-29 |
| Rep | 證券交易 | 2008-01-15 | 2008-09-29 |